Securities Dealer Business >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Ministerial regulations   5/2539    18/01/1996
3. Notification of the Securities and Exchange Commission  KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company   08/05/2008 01/06/2008
4. Notification of the Securities and Exchange Commission  KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008)   14 16/07/2008 01/08/2008
5. Notification of the Securities and Exchange Commission  KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities Business License under Ministerial Regulation Concerning Granting of License for Undertaking Securities Business B.E. 2551 2008)   14 08/05/2008 01/06/2008
6. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
7. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
8. Report/Form (Notification of Securities and Exchange Commission)    01/06/2008
9. Circular   5/2539    16/02/1996